Investment services
The license, issued by the Financial and Capital Market Commission (FCMC), gives the right to render the following investment and ancillary services:
I. Investment services
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Receipt and transmission for execution of customers’ orders regarding transactions in financial instruments;
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Execution of customers’ orders regarding transactions in financial instruments for the account of customers or third parties;
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Management of customers’ financial instruments on an individual basis pursuant to an authorization by customers (asset management);
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Initial placement of financial instruments if a provider of investment services does not underwrite financial instruments or guarantee their underwriting;
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Providing consultations on investments in financial instruments.
II. Ancillary services
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Holding of financial instruments;
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Currency exchange services where these are related to the provision of investment services;
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Providing a recommendation on investment research, financial analysis or other general recommendations in respect of transactions in financial instruments.