Changes to the Products and Services Price List from November 4th , 2021

Account maintenance (in force since 02.07.2014.)

Account opening/closing	Commission fee ¹
Financial instruments account opening	Free of charge
Financial instruments account closing	Free of charge ¹⁰

Funds transfers	Commission fee ¹
Deposit into a financial instruments account ²	35.00 EUR / 50.00 USD^*
Deposit to an assets management account / trust account	Free of charge
Deposit to a FX Micro account	Free of charge
Withdrawal from a financial instruments account ²	35.00 EUR / 50.00 USD^*
Funds transfer between financial instruments accounts of the same customer ²	Up to 35.00 EUR / Up to 50.00 USD^*

* - Or equivalent in another currency

Payments investigations ³	Commission fee ¹
Order to cancel a payment in any currency	7.50 EUR
Payment investigation	7.50 EUR
Payment alteration	7.50 EUR

Securities transfer within Euroclear and Clearstream	Commission fee ¹
DVP/RVP	15.00 EUR / 20.00 USD

Securities transfer within Nasdaq OMX	Commission fee ¹
Receipt of securities
Securities registered in Latvia, Lithuania and Estonia	Free of charge
Securities registered in Clearstream	Free of charge
Other securities	Information in the Company
FOP (Free Of Payment) securities transfer
Securities registered in Latvia	2.85 EUR
Transfer of securities registered in Latvia to the initial register	5.50 EUR
Transfer of securities registered in Latvia to the register of insolvent companies (rehabilitation, bankruptcy, liquidation)	Free of charge
Securities registered in Lithuania and Estonia	6.00 EUR
Securities registered in Clearstream	9.00 EUR
Securities transfer between accounts of the same customer in Renesource Capital	Free of charge
Transfer of other securities	Information in the Company
Alteration of transfer instructions	3.00 EUR
Securities transfer cancellation, if the Latvian Central Depository didn’t perform the settlement	10.00 EUR
Deregistration of securities	3.50 EUR
DTC Withdrawal For OTCMarkets listed securities
To the Same Name Account	0.03 USD per share
Third-party DTC FOP/DVP	0.05 USD (subject to compliance approval)
DVP (Delivery Versus Payment) NASDAQ OMX Riga, NASDAQ OMX Tallinn, NASDAQ OMX Vilnius securities settlement
Settlements in EUR	4,00 EUR
Settlements in other currencies	9.50 EUR
Securities transfer cancellation, if the Latvian Central Depository didn’t perform the settlement and the settlement is in EUR	4.50 EUR
Securities transfer cancellation, if the Latvian Central Depository didn’t perform the settlement and the settlement is in foreign currency	9.50 EUR
Securities transfer cancellation, if the settlement is in foreign currency with the foreign depository	9.00 EUR
Securities settlement in Clearstream (per instruction)	23.00 EUR
Securities transfer between accounts of the same customer in Renesource Capital	Free of charge
Settlement of other securities	Information in the Company

Corporate events treatment	Commission fee ¹
Blocking of the securities for participation in the shareholders meeting	Free of charge
Representation of the customer interests at the shareholders meeting (including voting)	Information in the Company
Conversion, distribution, restructuring and merger of securities	Actual costs
Dividends, coupons and interest payments	Free of charge

Dormant account ⁴	Commission fee ¹
Dormant account maintenance ⁵	Up to 35.00 EUR / 50.00 USD

Commission fee for a negative balance	Commission fee ¹
Percent fee for a negative balance on customers’ accounts in USD	9%
Percent fee for a negative balance on customers’ accounts in other currencies	15%

Statements, certificates, sending of documents	Commission fee ¹
Standard statement (on the next working day after the transaction)	Free of charge
Nonstandard statement ⁶	10.00 EUR
Archive search and reissue of documents (for one document)	7.50 EUR + VAT ⁷
Certificate issued by Renesource Capital ⁸
Certificate of FI account presence and balance	4.50 EUR + VAT
Certificate of cooperation	14.50 EUR + VAT
Notarized certificate of the Company	Actual costs + 15.00 EUR + VAT
Other certificate by the customer’s request	7.50 EUR + VAT
Confirmation of the auditor’s request	35.50 EUR + VAT
Documents delivery by request ⁹
By express mail within Latvia	7.50 EUR + VAT
By express mail outside Latvia	43.00 EUR + VAT
By standard mail within or outside Latvia	min. 3.00 EUR + VAT
Additional services
Commission charge for better execution price for a financial instruments transaction¹¹	100% of the difference between the price requested by the client and the actual execution price of the financial instruments transaction.
Printout from the LURSOFT database, prepared by the Company	Actual costs + 1.50 EUR per document + VAT
Formal invitation of the Company customer to Latvia	14.50 EUR + VAT
Monthly fee for the servicing of the accounts of entities being in the process of insolvency, bankruptcy or under temporary administration¹²	10 %¹³, Min 500 EUR
Additional monthly fee for the servicing of the accounts of legal entities, registered in jurisdictions mentioned in the list adopted by Renesource Capital¹²	150 EUR
Additional monthly fee for servicing of the accounts of clients registered in the form of “Limited Partnership (LP)””¹²	50 EUR
Fee for the review of the documents related to the change of the beneficial owner of the client – non-resident of Latvia¹²	100 EUR
Fee for the failure of the Client to submit the information and documents in due time, indicated by Renesource Capital in the request and/or in case when submitted documents and/or information do not correspond or is insufficient to the requirements set out by Renesource Capital in the request to the Client¹²	100 EUR per each case¹⁵ and 10 EUR per each day of the delay
Penalty (in force since 24.05.2018)
Fee for the reputational risk of Renesource Capital raised by Client’s activities, in result of which Renesource Capital has suspicions in regard to the violations by the Client of the normative acts (in the areas of prevention of the money laundering, national and international sanctions, market abuse and other areas) or the decision on termination of the business relations is made	10 %¹⁴, Min 10 000 EUR

The commission fees for services that are not listed in the tariffs table are determined by Renesource Capital on an individual basis and their values are available in the Company. For more information, please contact the Brokerage Department at +371 67 092 737.

To start using Renesource Capital fiduciary services, you need to sign the Contract on rendering services on the Financial and Capital markets, including the sections “General conditions for transactions” and special conditions for “Brokerage and depository services”.

¹ The customer should choose the base currency of the account in the Application for entering into the Contract on rendering services on the Financial and Capital markets. Commission fees for FI safekeeping, assets management, assets transfer etc. are debited in the base currency of the account.

² In cases where the expenses associated with the Customer’s funds transfer exceed the shown limits, the Customer is obliged to fully compensate the Company for any losses associated with such funds transfer.

³ In cases where the financial instruments account at the counterparty or corresponding bank is already debited, Renesource Capital does not guarantee that the transferred amount will be returned. Renesource Capital only returns the transferred payments if the funds were received from the counterparty, the corresponding bank or the beneficiary’s bank. In cases where the counterparties charge additional commission fees during the investigation process, the actual costs are additionally charged to the Customer. The company will provide the actual costs breakdown and justification.

⁴ A dormant account is the financial instruments account which has shown no activity (transactions in financial instruments) for 6 months. If the Customer has several financial instruments accounts with Renesource Capital and there was at least one transaction in financial instruments on one of them during the last 6 months, the dormant account maintenance fee is not charged.

⁵ The dormant account maintenance fee cannot produce negative account balance and does not assume the account closing. The fee will not be charged if the average account(s) balance is above 35 EUR/50 USD.

⁶ Nonstandard Customer report allows the possibility to receive the detailed statement in a different, containing the financial instruments investment services that were provided by the Company. Within a scope of investment services, the Company provides the special customized statement, developed according to the detailed listing of the Customer’s individual requests and wishes.

⁷ Value-added tax, rate of 21% is in force since 01.07.2012.

⁸ The information about the Certificate preparation term will be available at the time of submission of an application.

⁹ Extra fee is charged according to the Price list for the document delivery by express or standard mail to the address specified by a customer.

¹⁰ At the Financial instruments (FI) account closing, the commission fee for funds withdrawal from a FI account is charged according to the established tariffs. If the FI account balance is not enough to cover the commission fee for funds withdrawal, Renesource Capital reduces the account balance by the amount which does not exceed the account balance to cover its expenses. In force since 27.09.2014.

¹¹ Applicable for professional clients only. The Commission shall not apply to orders placed through an electronic trading platform QUIK.

¹² Applicable from May 24, 2018. If it results in negative balance of the Client’s Assets (portfolio) - the Commissions will be withheld partially until the balance of the Client’s Assets (portfolio) becomes 0, the full Commissions will not be withheld, but accrued.

¹³ From the average value of the Assets (portfolio) held on Client’s accounts calculated on the date when fees started to be applicable.

¹⁴ From the average value of the Assets (portfolio) held on Client’s accounts with Renesource Capital during the last 90 days until the day when fees started to be applicable (regardless of the application of the fee, the Company will comply with the requirements of regulatory enactments binding on it).

¹⁵ The payment of the fee does not release the Client from obligation to submit the documents and information in the quantity and quality requested by Renesource Capital.